二維碼索引
第 1章 證券概述 .......................................................................................................................................1


1.1 證券的概念及本質(zhì) ...............................................................................................................................3


1.2 證券的分類 .........................................................................................................................................5


1.3證券的特性 .........................................................................................................................................7
復(fù)習(xí)思考題..................................................................................................................................................8
第 2章證券市場概述 ............................................................................................................................. 11


2.1證券市場的認知 ................................................................................................................................13


2.2證券市場的構(gòu)成要素 .........................................................................................................................15


2.3證券價格指數(shù) ....................................................................................................................................18


2.4世界其他主要國家和地區(qū)的證券市場 ..............................................................................................25
復(fù)習(xí)思考題................................................................................................................................................27
第3章 股票 ..............................................................................................................................................30


3.1股票的概念及特征 .............................................................................................................................31


3.2股票的種類 .......................................................................................................................................34


3.3我國股票的種類 ................................................................................................................................38


3.4股票收益與風(fēng)險 ................................................................................................................................40
復(fù)習(xí)思考題................................................................................................................................................43
第4章 債券 ..............................................................................................................................................45


4.1 債券概述...........................................................................................................................................46


4.2政府債券...........................................................................................................................................51


4.3金融債券...........................................................................................................................................54


4.4公司債券...........................................................................................................................................56


4.5企業(yè)債券...........................................................................................................................................58


4.6國際債券...........................................................................................................................................60
復(fù)習(xí)思考題................................................................................................................................................63
第 5章證券投資基金 .............................................................................................................................66


5.1證券投資基金概述 .............................................................................................................................67


5.2證券投資基金的種類 .........................................................................................................................74


5.3證券投資基金的運作 .........................................................................................................................83
復(fù)習(xí)思考題................................................................................................................................................86
第 6章金融衍生工具 .............................................................................................................................89


6.1金融期貨...........................................................................................................................................91


6.2金融期權(quán)...........................................................................................................................................98


VI



目錄

6.3可轉(zhuǎn)換債券 .....................................................................................................................................101
復(fù)習(xí)思考題..............................................................................................................................................106
第 7章證券發(fā)行市場 ...........................................................................................................................109


7.1證券發(fā)行市場概述 ...........................................................................................................................110


7.2股票的發(fā)行與承銷 ...........................................................................................................................113


7.3股票退市制度 .................................................................................................................................119


7.4債券的發(fā)行與承銷 ...........................................................................................................................120
復(fù)習(xí)思考題..............................................................................................................................................126
第 8章證券交易市場 ...........................................................................................................................129


8.1證券交易市場概述 ...........................................................................................................................130


8.2證券交易市場的類型 .......................................................................................................................132


8.3證券交易程序 .................................................................................................................................138


8.4證券代碼解讀 .................................................................................................................................142
復(fù)習(xí)思考題..............................................................................................................................................144
第 9章證券市場監(jiān)管 ...........................................................................................................................146


9.1 證券市場監(jiān)管概述 ...........................................................................................................................147


9.2 證券市場監(jiān)管主體及其法律責(zé)任 ....................................................................................................153


9.3證券市場其他主體及其法律責(zé)任 ....................................................................................................158
復(fù)習(xí)思考題..............................................................................................................................................159
第 10章證券投資的基本分析 ............................................................................................................163


10.1證券投資基本分析概述 .................................................................................................................164


10.2證券投資的宏觀分析 .....................................................................................................................166


10.3證券投資的行業(yè)分析 .....................................................................................................................174


10.4證券投資的公司分析 .....................................................................................................................180
復(fù)習(xí)思考題..............................................................................................................................................188
第 11章證券投資的技術(shù)分析 ............................................................................................................190


11.1技術(shù)分析概述 ................................................................................................................................192


11.2 K線理論 .......................................................................................................................................196


11.3切線理論 .......................................................................................................................................203


11.4形態(tài)理論 .......................................................................................................................................209


11.5技術(shù)指標(biāo)分析 ................................................................................................................................216
復(fù)習(xí)思考題..............................................................................................................................................226
第 12章證券投資策略與方法 ............................................................................................................228


12.1 傳統(tǒng)證券投資策略 .........................................................................................................................229


12.2 行為金融投資策略 .........................................................................................................................237


12.3 量化投資交易策略 .........................................................................................................................240
復(fù)習(xí)思考題..............................................................................................................................................243
參考文獻 .....................................................................................................................................................246